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James Beal

Equitable Advisors, LLC

Myrtle Beach, SC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-02-21
  • SC RA
    APPROVED
    Since 2024-02-21

Branch Locations

2411 N. Oak Street Ste 209G, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of South Carolina Columbia SC 06/2014 05/2018
Axa Advisors, Llc Charlotte NC 06/2017 08/2017
Bite Squad Columbia SC 01/2018 03/2018
Axa Advisors, Llc New York NY 07/2018 06/2020
Equitable Advisors, Llc New York NY 07/2018 Present
  • 06/2014 → 05/2018
    University Of South Carolina
    Columbia, SC
  • 06/2017 → 08/2017
    Axa Advisors, Llc
    Charlotte, NC
  • 01/2018 → 03/2018
    Bite Squad
    Columbia, SC
  • 07/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-14
S63 Uniform Securities Agent State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2024-02-14
  • S63 Uniform Securities Agent State Law Examination
    2018-07-20
Other Names
  • James Beal
  • James Erik Beal

View on SEC IAPD

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