Brian David Parrish

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2011 → Present
  Bank Of America,N.A.
  Charlotte, NC

Previous Registrations

• 2005-11-18 → 2010-03-04
  Rbc Capital Markets, Llc
  Charlotte, NC
• 2003-03-31 → 2005-11-25
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

I*75247 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ESTATE INVESTMENT RELATED: N ADDRESS OF BUSINESS: HILLSBOROUGH, NORTH CAROLINA 27278 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, GUARDIAN START DATE OF RELATIONSHIP: 9/11/2014 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GUARDIAN IN THE EVENT OF DEATH I*76651 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ELEVATE PARTNERS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHARLOTTE, NORTH CAROLINA 28226 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE SELLS SKINCARE PRODUCTS THROUGH RODAN AND FIELDS, SHE IS IN THE PROCESS OF SETTLING UP AN LLC FOR THE OWNERSHIP OF THE BUSINESS. WE WOULD LIKE TO MAKE THAT LLC A JOINTLY OWNED LLC FOR ESTATE PURPOSES. I AM PASSIVE OWNER IN THE LLC. I*93894 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ESTATE INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHARLOTTE, NORTH CAROLINA 28226 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, EXECUTOR START DATE OF RELATIONSHIP: 5/16/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE THE EXECUTOR OF THE ESTATE

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-27
• S63 Uniform Securities Agent State Law Examination
  1999-05-12