Christopher Robert Garner

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 06/2017
  California Polytechnic State University, San Luis Obispo
  San Luis Obispo, CA
• 10/2017 → 05/2020
  Morgan Stanley
  Menlo Park, CA
• 10/2017 → 05/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2017 → 10/2017
  Unemployed
  Redwood City, CA
• 11/2020 → 12/2021
  First Republic Bank
  Palo Alto, CA
• 11/2020 → 12/2021
  First Republic Investment Management, Inc
  Palo Alto, CA
• 11/2020 → 12/2021
  First Republic Securities Company, Llc
  Palo Alto, CA
• 06/2020 → 11/2020
  Self-Employed
  Redwood City, CA
• 10/2022 → 01/2026
  Raymond James & Associates, Inc.
  East Palo Alto, CA
• 12/2021 → 10/2022
  Unemployed
  Palo Alto, CA
• 01/2026 → Present
  Rbc Capital Markets, Llc
  San Francisco, CA

Previous Registrations

• 2022-10-05 → 2025-12-17
  Raymond James & Associates, Inc.
  San Francisco, CA
  Chicago, IL
• 2020-11-19 → 2022-01-28
  J.P. Morgan Private Wealth Advisors Llc
  Palo Alto, CA
• 2017-10-09 → 2020-05-22
  Morgan Stanley
  Menlo Park, CA

Exams

• S66 Uniform Combined State Law Examination
  2017-10-09

Other Names

• Chris Garner