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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-15
NV RA APPROVED 2025-08-24
NJ RA APPROVED 2025-08-04
NY RA APPROVED 2025-07-29
MO RA APPROVED 2025-04-22
MD RA APPROVED 2025-04-21
NC RA APPROVED 2025-04-21
FL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2025-12-15
  • NV RA
    APPROVED
    Since 2025-08-24
  • NJ RA
    APPROVED
    Since 2025-08-04
  • NY RA
    APPROVED
    Since 2025-07-29
  • MO RA
    APPROVED
    Since 2025-04-22
  • MD RA
    APPROVED
    Since 2025-04-21
  • NC RA
    APPROVED
    Since 2025-04-21
  • FL RA
    APPROVED
    Since 2024-11-14

Branch Locations

3450 Clark Road, Sarasota, FL 34231 • United States

255 Alhambra Circle, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Perrine FL 10/2013 09/2023
Bank Of America, N.A. Perrine FL 10/2013 09/2023
Unemployed Miami FL 09/2023 11/2024
Td Bank N.A. Coral Gables FL 11/2024 Present
Td Private Client Wealth Llc Coral Gables FL 11/2024 Present
Previous Registrations
Other Businesses

Sabor Supplements LLC. I am the co-owner of a protein supplement brand, currently selling via online retail. The business is not investment related, address is 14461 SW 158th St Miami FL 33177. The business and my relationship with the business began in August of 2023. I devote approximately 5 hours a week to this, none of which occur during securities trading hours. My business partner is hands on, I am more of a passive owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-23
  • S66 Uniform Combined State Law Examination
    2017-12-23
Other Names
  • Nicolas Hernandez
  • Nicolas Richard Hernandez

View on SEC IAPD

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