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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
NY RA APPROVED 2025-04-11
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • NY RA
    APPROVED
    Since 2025-04-11

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 04/2021 03/2025
Alliancebernstein Nashville TN 06/2019 04/2021
Lafayette College Easton PA 08/2015 05/2019
Ubs Ag Nashville TN 06/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2025 Present
Previous Registrations
  • 2021-05-24 → 2025-04-07
    Purchase, NY
    Purchase, NY
    New York, NY
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-22
  • S66 Uniform Combined State Law Examination
    2021-05-22
Other Names
  • Conlon William Kiesling

View on SEC IAPD

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