Caroline O'NEill Angell

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 02/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 11/2014 → 02/2018
  Bank Of America, N.A.
  New York, NY
• 02/2018 → 11/2020
  Tiaa
  Melville, NY
• 02/2018 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Melville, NY
• 03/2021 → Present
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 11/2020 → 03/2021
  Unemployed
  Nesconset, NY

Previous Registrations

• 2018-03-01 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Melville, NY
• 2017-09-29 → 2018-02-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2017-09-28

Designations

• Certified Financial Planner

Other Names

• Caroline Fier
• Caroline O Baron
• Caroline Angell
• Caroline Oneill Angell