Heather Sue Mcdaniel

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-22

TX RA
APPROVED_RES

Since 2021-09-22

Branch Locations

5055 W. Park Blvd #400, Plano, TX 75093 • United States

Garland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	06/2017	06/2020
Siue	Edwardsville	IL	08/2013	05/2017
Equitable Advisors, Llc	New York	NY	06/2017	Present

06/2017 → 06/2020

Axa Advisors, Llc

New York, NY
08/2013 → 05/2017

Siue

Edwardsville, IL
06/2017 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. LPGA AMATEUR GOLF ASSOCIATION EXECUTIVE WOMENS GOLF ASSOCIATION, INC, 100 INTERNATIONAL GOLF DRIVE, DAYTONA BEACH, FL 32124; MARKETING DIRECTOR; START DATE 06/26/2023; APPROXIMATELY 6 HOURS/MONTH. 2. GEM WEALTH LLC; 15305 DALLAS PKWY, 12TH FLOOR, SUITE 1165, ADDISON, TX 75001; 50% MANAGING PARTNER; START DATE 05/28/2024; APPROXIMATELY 3 HOURS/MONTH. 3. EXECUTOR OF ESTATES FOR MOTHER & FATHER; AGENT OF RECORD.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-31
S63	Uniform Securities Agent State Law Examination	2017-11-09

S65 Uniform Investment Adviser Law Examination

2018-10-31
S63 Uniform Securities Agent State Law Examination

2017-11-09

Other Names

Heather Mcdaniel

View on SEC IAPD