Jeffery Thomas Wagner

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 02/2017
  Healthcare Solution Team
  Overland Park, KS
• 12/2013 → 06/2017
  Burlington Northern Santa Fe
  Kansas City, MO
• 01/2017 → 06/2018
  Resolutezero Inc.
  Overland Park, KS
• 06/2017 → 10/2020
  Waddell & Reed, Inc
  Shawnee Mission, KS
• 10/2020 → 11/2021
  Copper Financial Network Llc
  Lenexa, KS
• 11/2021 → 08/2022
  Go Brolly Communications
  Louisburg, KS
• 08/2022 → 09/2024
  Umb Bank
  Kansas City, MO
• 09/2022 → 09/2024
  Umb Financial Services Inc
  Kansas City, MO
• 09/2024 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 10/2024 → Present
  Ae Financial Services, Llc
  Topeka, KS

Previous Registrations

• 2022-09-13 → 2024-09-26
  Umb Financial Services, Inc.
  Kansas City, MO
  Overland Park, KS
• 2020-10-13 → 2021-11-22
  Copper Financial
  Lenexa, KS
  Lenexa, KS
• 2020-01-13 → 2020-10-20
  Waddell & Reed
  Overland Park, KS

Other Businesses

AE Wealth Management LLC POSITION: Associated Person NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 09/2024 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614

Exams

• S66 Uniform Combined State Law Examination
  2020-01-13

Other Names

• Jeffery Thomas Roggenkamp Wagner
• Jeffery Roggenkamp
• Jeffery Wagner