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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-08-25
  • CT RA
    APPROVED
    Since 2021-08-25

Branch Locations

100 Queen Street, Southington, CT 06489-2052 • United States

Durham, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Southington CT 11/2018 Present
State Farm Wallingford CT 06/2018 10/2018
Chili's Grill & Bar Wallingford CT 05/2016 08/2019
Southern Ct State University New Haven CT 08/2015 05/2018
  • 11/2018 → Present
    Southington, CT
  • 06/2018 → 10/2018
    State Farm
    Wallingford, CT
  • 05/2016 → 08/2019
    Chili's Grill & Bar
    Wallingford, CT
  • 08/2015 → 05/2018
    Southern Ct State University
    New Haven, CT
Other Businesses

Business Ownership; Royal Brook Farm LLC; Co-owner; Hobby farm; 137R South End Ave, , Durham , CT, 06422; Not Investment-Related; 01/02/2026; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Watermark Management Partners; Client Service Senior Manager; Manage advisory business; 100 Queen St, , Southington, CT, 6489; Investment-Related; 01/13/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-20
  • S66 Uniform Combined State Law Examination
    2021-07-20
Other Names
  • Angela Rose Gambino
  • Angela Roy

View on SEC IAPD

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