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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-25 |
Branch Locations
100 Queen Street, Southington, CT 06489-2052 • United States
Durham, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Southington | CT | 11/2018 | Present |
| State Farm | Wallingford | CT | 06/2018 | 10/2018 |
| Chili's Grill & Bar | Wallingford | CT | 05/2016 | 08/2019 |
| Southern Ct State University | New Haven | CT | 08/2015 | 05/2018 |
Business Ownership; Royal Brook Farm LLC; Co-owner; Hobby farm; 137R South End Ave, , Durham , CT, 06422; Not Investment-Related; 01/02/2026; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Watermark Management Partners; Client Service Senior Manager; Manage advisory business; 100 Queen St, , Southington, CT, 6489; Investment-Related; 01/13/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-20 |
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