Inactive

Jace Ray Hart

Rockwall Wealth Management

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Current Employers

Rockwall Wealth Management

301 N Goliad, Rockwall, TX 75087 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-05

TX RA
APPROVED

Since 2026-05-05

Branch Locations

301 N Goliad, Rockwall, TX 75087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Big G Steel	Greenville	TX	12/2014	03/2017
Insurance Planners & Advisors Group, Llc	Stephenville	TX	09/2016	04/2017
Fidelity Brokerage Services Llc	Westlake	TX	06/2017	09/2019
College Student	Stephenville	TX	08/2013	05/2017
Lpl Financial Llc	Commerce	TX	10/2019	05/2023
Leo Wealth, Llc	Hurst	TX	05/2023	05/2026
Rockwall Wealth Management, Llc	Rockwall	TX	05/2026	Present

12/2014 → 03/2017

Big G Steel

Greenville, TX
09/2016 → 04/2017

Insurance Planners & Advisors Group, Llc

Stephenville, TX
06/2017 → 09/2019

Fidelity Brokerage Services Llc

Westlake, TX
08/2013 → 05/2017

College Student

Stephenville, TX
10/2019 → 05/2023

Lpl Financial Llc

Commerce, TX
05/2023 → 05/2026

Leo Wealth, Llc

Hurst, TX
05/2026 → Present

Rockwall Wealth Management, Llc

Rockwall, TX

Previous Registrations

2023-05-24 → 2026-06-03

Leo Wealth, Llc

Edison, NJ

Rockwall, TX
2019-10-15 → 2023-05-16

Lpl Financial Llc

Commerce, TX
2018-09-11 → 2019-10-08

Fidelity Personal And Workplace Advisors

Westlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-05
S63	Uniform Securities Agent State Law Examination	2017-07-26

S66 Uniform Combined State Law Examination

2018-09-05
S63 Uniform Securities Agent State Law Examination

2017-07-26

Designations

Other Names

Jace Ray Hart
Jace Hart

View on SEC IAPD

Other Firms

INDEPENDENT FINANCIAL GROUP, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

MERCER GLOBAL ADVISORS INC.

Other Investors

BRADLEY MERRITT EPSTEIN

MICHAEL DAVID KOLACZ

Brad William Sewell

Jennifer Leigh Owens

Kelly Dawn Connel

Jay Austin Trusty

Makenna Nicole Wagoner

Other Offices

INDEPENDENT FINANCIAL GROUP, LLC · ROCKWALL, TX

EDWARD JONES · ROCKWALL, TX

EDWARD JONES · ROCKWALL, TX

STATE FARM INVESTMENT MANAGEMENT CORP. · Rockwall, TX

AMERIPRISE FINANCIAL SERVICES, LLC · Rockwall, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKWALL, TX

WELLS FARGO CLEARING SERVICES, LLC · ROCKWALL, TX

J.P. MORGAN SECURITIES LLC · ROCKWALL, TX

More in Rockwall, TX

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