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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-09-07 |
| IN | RA | APPROVED | 2020-11-24 |
Branch Locations
624 Veterans Dr, Vincennes, IN 47591-6346 • United States
400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States
8520 Allison Pointe Blvd Suite 110, Indianapolis, IN 46250 • United States
3007 25Th Street Suite F, Columbus, IN 47203-2434 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 06/2017 | Present |
| Western & Southern Life | Terre Haute | IN | 10/2012 | Present |
WESTERN & SOUTHERN LIFE- NO- TERRE HAUTE, IN- FULL TIME STAFF MANAGER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-06 |
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