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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-14
NC RA APPROVED 2022-09-28
  • TX RA
    APPROVED
    Since 2023-04-14
  • NC RA
    APPROVED
    Since 2022-09-28

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Charlotte NC 06/2017 10/2017
Northwestern Mutual Investment Services, Llc Durham NC 01/2018 05/2018
University Of North Carolina At Chapel Hill Chapel Hill NC 06/2014 05/2018
Bb&T Now Truist -Truist/Mcgriff Insurance Services Durham NC 05/2018 07/2021
Massmutual Life Insurance Co. Charlotte NC 06/2021 09/2022
Mml Investors Services, Llc - Rpcg Llc Charlotte NC 07/2021 09/2022
Alpha Chi Omega Fraternity Chapel Hill NC 08/2015 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 09/2022 Present
Bank Of America, N.A. Charlotte NC 10/2022 Present
  • 06/2017 → 10/2017
    Charlotte, NC
  • 01/2018 → 05/2018
    Northwestern Mutual Investment Services, Llc
    Durham, NC
  • 06/2014 → 05/2018
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 05/2018 → 07/2021
    Bb&T Now Truist -Truist/Mcgriff Insurance Services
    Durham, NC
  • 06/2021 → 09/2022
    Massmutual Life Insurance Co.
    Charlotte, NC
  • 07/2021 → 09/2022
    Mml Investors Services, Llc - Rpcg Llc
    Charlotte, NC
  • 08/2015 → 05/2018
    Alpha Chi Omega Fraternity
    Chapel Hill, NC
  • 09/2022 → Present
    Charlotte, NC
  • 10/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Previous Registrations
Other Businesses

I*3094288 Entity Type: For Profit Name of OBA: C. S. Ventures LLC Address: Charlotte, North Carolina, 28277 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/01/2025 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: My wife is starting a wedding and event planning business, in which we both will have ownership and officer roles for the company. It is a two-person, owner operated entity with no employees doing business as Grace + Honey Events I will be helping set up and tear down events, along with planning with my wife

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
  • S66 Uniform Combined State Law Examination
    2022-03-04
Other Names
  • Courtland Marshall Stout
  • Courtland Stout
  • Courtland M Stout

View on SEC IAPD

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