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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-04
NY RA APPROVED 2022-04-11
  • TX RA
    APPROVED
    Since 2025-11-04
  • NY RA
    APPROVED
    Since 2022-04-11

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc New York NY 07/2019 03/2021
Greek Socials Dallas TX 08/2018 06/2019
Goldman Sachs & Co New York NY 06/2018 08/2018
Southern Methodist University Dallas TX 03/2018 06/2018
Pricewaterhousecoopers Llp Los Angeles CA 01/2018 03/2018
Smu Dallas TX 08/2017 01/2018
Goldman Sachs & Co New York NY 05/2017 08/2017
Smu Dallas TX 01/2017 05/2017
Lululemon Athletica Dallas TX 12/2016 01/2017
Smu Dallas TX 08/2016 12/2016
Southern Methodist University Dallas TX 08/2014 05/2018
Rbc Capital Markets, Llc Dallas TX 02/2022 Present
Verlaine Fox New York NY 03/2021 02/2022
  • 07/2019 → 03/2021
    Goldman Sachs & Co. Llc
    New York, NY
  • 08/2018 → 06/2019
    Greek Socials
    Dallas, TX
  • 06/2018 → 08/2018
    Goldman Sachs & Co
    New York, NY
  • 03/2018 → 06/2018
    Southern Methodist University
    Dallas, TX
  • 01/2018 → 03/2018
    Pricewaterhousecoopers Llp
    Los Angeles, CA
  • 08/2017 → 01/2018
    Smu
    Dallas, TX
  • 05/2017 → 08/2017
    Goldman Sachs & Co
    New York, NY
  • 01/2017 → 05/2017
    Smu
    Dallas, TX
  • 12/2016 → 01/2017
    Lululemon Athletica
    Dallas, TX
  • 08/2016 → 12/2016
    Smu
    Dallas, TX
  • 08/2014 → 05/2018
    Southern Methodist University
    Dallas, TX
  • 02/2022 → Present
    Dallas, TX
  • 03/2021 → 02/2022
    Verlaine Fox
    New York, NY
Other Businesses

Verlaine Fox is the name of the other business, it is not investment related. The address is 928 Second Ave #16 New York, NY 10022. The nature of the business is online retail sales. I am the founder/owner. The start date is March 10th, 2021 and I spend about 15 hours per month on it. I spend 0 hours on it during securities trading hours. My duties include design of products, coordinating with suppliers, operations and marketing/sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
S63 Uniform Securities Agent State Law Examination 2019-11-09
  • S66 Uniform Combined State Law Examination
    2022-04-08
  • S63 Uniform Securities Agent State Law Examination
    2019-11-09
Other Names
  • Vivian Frederick
  • Vivian Frederick

View on SEC IAPD

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