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Inactive

James Boswell

Ferguson Shapiro LLC

Decatur, GA

Orlando, FL

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Current Employers
Ferguson Shapiro Llc

120 N Candler St #2, Decatur, GA 30030 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-24
GA RA APPROVED 2020-01-08
  • FL RA
    APPROVED
    Since 2024-07-24
  • GA RA
    APPROVED
    Since 2020-01-08

Branch Locations

120 N Candler St #2, Decatur, GA 30030 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ds Capital Lending Group Atlanta GA 01/2016 12/2016
Troutman Sanders Atlanta GA 03/2016 06/2017
Green Light Capital Advisors Llc Atlanta GA 05/2016 06/2017
Kevin Ferguson Decatur GA 08/2017 Present
Axa Advisors Llc Atlanta GA 08/2017 08/2018
Ferguson Shapiro Llc Decatur GA 08/2018 Present
  • 01/2016 → 12/2016
    Ds Capital Lending Group
    Atlanta, GA
  • 03/2016 → 06/2017
    Troutman Sanders
    Atlanta, GA
  • 05/2016 → 06/2017
    Green Light Capital Advisors Llc
    Atlanta, GA
  • 08/2017 → Present
    Kevin Ferguson
    Decatur, GA
  • 08/2017 → 08/2018
    Axa Advisors Llc
    Atlanta, GA
  • 08/2018 → Present
    Ferguson Shapiro Llc
    Decatur, GA
Previous Registrations
Other Businesses

Purefit Nutrition, llc - partner in drop-shipment supplement via amazon. 10ish hours per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
  • S66 Uniform Combined State Law Examination
    2017-12-18

View on SEC IAPD

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KINGSWOOD WEALTH ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRUIST ADVISORY SERVICES, INC.

Other Investors

DEGAS A WRIGHT
ARTHUR EDWARD ROSSER
SUZANNE ARLENE KOMISAR
ALVA EBENEZER O'NEAL
KEITH EARL SPELMON
MOHAMED AALEN
Lewis F Brooks
James David Ewing

Other Offices

DECATUR CAPITAL MANAGEMENT, INC. · DECATUR, GA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · DECATUR, GA
VALIC FINANCIAL ADVISORS, INC. · DECATUR, GA
KINGSWOOD WEALTH ADVISORS, LLC · Decatur, GA
CETERA INVESTMENT ADVISERS LLC · DECATUR, GA
EDWARD JONES · DECATUR, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DECATUR, GA
EDWARD JONES · DECATUR, GA

More in Decatur, GA

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