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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-06-09 |
| NM | RA | APPROVED | 2021-11-03 |
| NY | RA | APPROVED | 2021-06-16 |
| CO | RA | APPROVED | 2014-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Greenwood Village | CO | 10/2014 | 11/2021 |
| Morgan Stanley Services Group Inc. | Denver | CO | 03/2017 | 11/2021 |
| Morgan Stanley Smith Barney Llc | Albuquerque | NM | 11/2021 | Present |
| Morgan Stanley Services Group Inc. | Albuquerque | NM | 11/2021 | Present |
1.THE BIKE PARTY LLC; INVESTMENT RELATED; GOLDEN/CO; FILM; TITLE: PRODUCER; START DATE: 8/2017; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 10. 2.*607237 - Magnifique Artists LLC; Investment Related - No; Albuquerque, New Mexico; Consulting; Advisory Board, Administrative and Project Managment(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2024; During Business Hours: 0; After Business Hours: 10; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-09 |
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