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Michael Scott Pett

Wells Fargo Clearing Services, LLC

Succasunna, NJ

Short Hills, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-01
NJ RA APPROVED 2009-02-27
  • TX RA
    APPROVED_RES
    Since 2025-10-01
  • NJ RA
    APPROVED
    Since 2009-02-27

Branch Locations

106 Route 10, Succasunna, NJ 07876 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Succasunna NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Succasunna NJ 11/2016 Present
Previous Registrations
  • 2004-10-20 → 2009-03-02
    Banc Of America Investment Services, Inc.
    Succasunna, NJ
    Randolph, NJ
    Boonton, NJ
    Succasunna, NJ
  • 2002-09-04 → 2004-10-20
    Quick & Reilly, Inc.
    Morristown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-10
S63 Uniform Securities Agent State Law Examination 1998-09-25
  • S65 Uniform Investment Adviser Law Examination
    2001-07-10
  • S63 Uniform Securities Agent State Law Examination
    1998-09-25
Other Names
  • Michael Pett

View on SEC IAPD

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