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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-21
  • NJ RA
    APPROVED
    Since 2026-05-21

Branch Locations

Manahawkin, NJ • United States

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 03/2018
Northwestern Mutual Investment Services Llc New York NY 06/2017 03/2018
Allstate Insurance Woodbridge NJ 04/2016 07/2017
Student New Brunswick NJ 09/2013 02/2025
Mml Investors Services, Llc Wall NJ 03/2025 Present
Massmutual Life Insurance Company Wall NJ 01/2025 Present
National Life Insurance Of Vermont Red Bank NJ 09/2019 04/2022
Creative Financial Group Wall NJ 04/2022 03/2025
  • 06/2017 → 03/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 03/2018
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 04/2016 → 07/2017
    Allstate Insurance
    Woodbridge, NJ
  • 09/2013 → 02/2025
    Student
    New Brunswick, NJ
  • 03/2025 → Present
    Wall, NJ
  • 01/2025 → Present
    Massmutual Life Insurance Company
    Wall, NJ
  • 09/2019 → 04/2022
    National Life Insurance Of Vermont
    Red Bank, NJ
  • 04/2022 → 03/2025
    Creative Financial Group
    Wall, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-11
  • S66 Uniform Combined State Law Examination
    2026-05-11
Other Names
  • Michael Nolan
  • Michael T Nolan

View on SEC IAPD

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