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Lieng I Ouk

Cambridge Investment Research Advisors, Inc.

Phoenix, AZ

Fairfield, IA

Phoenix, AZ

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-18
IA RA APPROVED 2025-06-12
  • AZ RA
    APPROVED
    Since 2025-06-18
  • IA RA
    APPROVED
    Since 2025-06-12

Branch Locations

Phoenix, AZ • United States

1776 Pleasant Plain Road, Fairfield, IA 52556 • United States

2700 North Central Avenue, 12Th Floor, Phoenix, AZ 85004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 06/2017 09/2019
Wells Fargo Wealth Management Long Beach CA 03/2012 06/2017
Morgan Stanley Tempe AZ 10/2021 02/2022
Cambridge Investment Research, Inc. Fairfield IA 10/2022 Present
Homemaker Phoenix AZ 02/2022 10/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
Charles Schwab & Co., Inc. Phoenix AZ 09/2019 10/2021
Cambridge Investment Research, Inc. Fairfield IA 10/2022 Present
  • 06/2017 → 09/2019
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 03/2012 → 06/2017
    Wells Fargo Wealth Management
    Long Beach, CA
  • 10/2021 → 02/2022
    Morgan Stanley
    Tempe, AZ
  • 10/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2022 → 10/2022
    Homemaker
    Phoenix, AZ
  • 06/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 09/2019 → 10/2021
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 10/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-06
S63 Uniform Securities Agent State Law Examination 2017-08-31
  • S66 Uniform Combined State Law Examination
    2025-06-06
  • S63 Uniform Securities Agent State Law Examination
    2017-08-31
Other Names
  • Leang Im Ouk
  • Leangim Ouk
  • Lieng I Ouk
  • Lieng Nothnagle
  • Lieng I Nothnagle

View on SEC IAPD

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