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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-01
FL RA APPROVED 2020-02-14
  • TX RA
    APPROVED_RES
    Since 2021-10-01
  • FL RA
    APPROVED
    Since 2020-02-14

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

2627 Nw 43Rd St, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2017 10/2019
Grand Canyon University Phoenix AZ 05/2014 05/2017
Custer Thrift Store/Rental Properties Custer City OK 01/2006 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gainesville FL 01/2020 Present
Self-Employed, Independent Contractor High Springs FL 11/2019 01/2020
Bank Of America, N.A. Gainesville FL 03/2020 Present
  • 06/2017 → 10/2019
    St Louis, MO
  • 05/2014 → 05/2017
    Grand Canyon University
    Phoenix, AZ
  • 01/2006 → 11/2016
    Custer Thrift Store/Rental Properties
    Custer City, OK
  • 01/2020 → Present
    Gainesville, FL
  • 11/2019 → 01/2020
    Self-Employed, Independent Contractor
    High Springs, FL
  • 03/2020 → Present
    Bank Of America, N.A.
    Gainesville, FL
Previous Registrations
  • 2017-08-16 → 2019-10-07
    High Springs, FL
    St Louis, MO
    High Springs, FL
Other Businesses

I*830241For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: N, Address of business: High Springs, Florida, 32643Nature of business: Position, title, association: Sole Owner, Start date of relationship: 1/1/2022, Number of hours devoted: 1 hour(s) Monthly, Number of hours devoted during trading hours: 0, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
  • S66 Uniform Combined State Law Examination
    2017-08-12
Other Names
  • Shannon Noel Patton
  • Shannon Patton

View on SEC IAPD

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