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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| OH | RA | APPROVED | 2023-10-12 |
Branch Locations
580 Longbow Dr Ste 106, Maumee, OH 43537 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
20417 Lemoyne Rd, Luckey, OH 43443 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Maumee | OH | 06/2017 | 10/2023 |
| World Financial Group, Inc. | Maumee | OH | 01/2015 | 10/2023 |
| Sylvania Schools | Sylvania | OH | 08/2006 | 05/2022 |
| Wealthwave | Maumee | OH | 05/2020 | 10/2023 |
| Womensbusiness Empowerment Connection | Bowling Green | OH | 01/2023 | 10/2023 |
| Lpl Financial Llc | Luckey | OH | 10/2023 | Present |
1) 10/12/2023 - One Resource Group - Non-Variable Insurance - one resource group - Ohio 43443 - Investment related - 40 Hours per month - Start date: 10/13/2023. 2) 10/12/2023 - Gladstone Wealth partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 10/12/2023 - JP Luther Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Ohio 43443 - co- owner - Noninvestment related - Start date: 06/11/2019. 4) 10/12/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month/ 8 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-19 |
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