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Faizan Arby

Northern Trust Securities, Inc.

Skokie, IL

St. Petersburg, FL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-24
  • IL RA
    APPROVED
    Since 2023-08-24

Branch Locations

Skokie, IL • United States

100 2Nd Ave. South, St. Petersburg, FL 33701 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc Chicago IL 06/2017 03/2023
Northern Trust Company Chicago IL 02/2014 06/2017
Northern Trust Securities, Inc. Chicago IL 03/2023 Present
  • 06/2017 → 03/2023
    Goldman Sachs & Co. Llc
    Chicago, IL
  • 02/2014 → 06/2017
    Northern Trust Company
    Chicago, IL
  • 03/2023 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-24
S63 Uniform Securities Agent State Law Examination 2018-03-12
  • S66 Uniform Combined State Law Examination
    2023-08-24
  • S63 Uniform Securities Agent State Law Examination
    2018-03-12

View on SEC IAPD

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