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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-09-15
  • NJ RA
    APPROVED
    Since 2021-09-15

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

1341 Stelton Rd, Piscataway, NJ 08854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Piscataway NJ 07/2014 06/2021
Wells Fargo Clearing Services, Llc Piscataway NJ 06/2017 06/2021
Wells Fargo Bank Piscataway NJ 07/2014 Present
Wells Fargo Clearing Services, Llc Piscataway NJ 06/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-14
S63 Uniform Securities Agent State Law Examination 2020-09-03
  • S66 Uniform Combined State Law Examination
    2021-09-14
  • S63 Uniform Securities Agent State Law Examination
    2020-09-03

View on SEC IAPD

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