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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-22 |
Branch Locations
5252 Westchester Street Suite 118, Houston, TX 77005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston | TX | 08/2016 | Present |
| Raymond James Financial Services Advisors, Inc. | Houston | TX | 08/2016 | Present |
(1)Name of Business: Centre Wealth Management Address: 5252 Westchester St Ste 118, Houston, TX, 77005, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/16/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor/ Branch Manager
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-18 |
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