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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-26 |
| CO | RA | APPROVED | 2022-05-12 |
| TX | RA | APPROVED | 2021-04-15 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Support Center], Scottsdale, AZ 85253 • United States
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 03/2019 | Present |
| Merrill Lynch | Scottsdale | AZ | 03/2017 | 03/2019 |
| University Technology Office At Arizona State University | Tempe | AZ | 02/2016 | 12/2018 |
ROVER, NOT INV RELATED, SEATTLE, WA, DOG SITTER, START DATE: 7/31/23, 10 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-13 |
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