Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-23 |
Branch Locations
300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Dallas | TX | 08/2021 | Present |
| Bottomline | Portsmouth | NH | 09/2020 | 08/2021 |
| Treasuryxpress | Mckinney | TX | 09/2020 | 01/2021 |
| Kmb Collection | Dallas | TX | 06/2020 | 09/2020 |
| The University Of Mississippi | University | MS | 08/2016 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 06/2017 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-30 |
Reach out to this advisor