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Clay Myles Leveritt

Capital Client Group, Inc.

Los Angeles, CA

Tea, SD

CRD 3174583

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-06-23
  • CA RA
    APPROVED
    Since 2014-06-23

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Tea, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 01/2021 Present
American Funds Los Angeles CA 09/2001 01/2021
  • 01/2021 → Present
    American Funds
    Los Angeles, CA
  • 09/2001 → 01/2021
    American Funds
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-21
S63 Uniform Securities Agent State Law Examination 1999-03-18
  • S65 Uniform Investment Adviser Law Examination
    2014-06-21
  • S63 Uniform Securities Agent State Law Examination
    1999-03-18

View on SEC IAPD

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