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Alexander J Rocha

Morgan Stanley

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-31
CA RA APPROVED 2023-03-31
  • TX RA
    APPROVED
    Since 2023-05-31
  • CA RA
    APPROVED
    Since 2023-03-31

Branch Locations

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Roseville CA 02/2023 Present
Pnc Bank Los Angeles CA 08/2020 10/2022
Full-Time Education Granite Bay CA 01/2012 06/2020
Unemployed Los Angeles CA 10/2021 02/2023
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 02/2023 → Present
    Morgan Stanley
    Roseville, CA
  • 08/2020 → 10/2022
    Pnc Bank
    Los Angeles, CA
  • 01/2012 → 06/2020
    Full-Time Education
    Granite Bay, CA
  • 10/2021 → 02/2023
    Unemployed
    Los Angeles, CA
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
  • S66 Uniform Combined State Law Examination
    2023-03-31
Other Names
  • Alexander Joseph Rocha

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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