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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2018-01-16 |
Branch Locations
Derry, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Capital Corporation | Newington | NH | 05/2016 | 05/2017 |
| Commonwealth Financial Network | Waltham | MA | 06/2017 | Present |
| University Of New Hampshire | Durham | NH | 08/2013 | 05/2017 |
| St. Onge Financial | Kingston | NH | 08/2026 | Present |
1. Fixed Insurance Sales, As of 05/23/2018; Approximately 15% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. General Laborer, Precision Installations, LLC, installing industrial shelving; Located in East Hampstead, NH, as of 01/01/2016; 1% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
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