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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-05-09 |
| TX | RA | APPROVED | 2022-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Denver | CO | 08/2017 | 05/2022 |
| New York Life Insurance Co | Denver | CO | 06/2017 | 05/2022 |
| Douglas County School District | Parker | CO | 07/2008 | 07/2017 |
| Your Castle Real Estate | Denver | CO | 08/2014 | 05/2017 |
| Eagle Strategies Llc | Denver | CO | 06/2021 | 05/2022 |
| Five Peaks Capital Group Llc | Denver | CO | 06/2021 | 05/2022 |
| Cambridge Investment Reserach, Inc. | Fairfield | IA | 05/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2022 | Present |
1) LOTUS FINANCIAL PARTNERS, 9175 E KENYON AVE, SUITE 100, DENVER, CO, 05/2022, W2 EMPLOYEE, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 2) LOTUS FINANCIAL PARTNERS, 9175 E KENYON AVE, SUITE 100, DENVER, CO, 05/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 160 HR/MO, 160 HR/MO TRADING. 3) CANYONERO SERVICES, INC, 9175 E KENYON AVE, SUITE 100, DENVER, CO, 08/2023, W2 EMPLOYEE, DBA, NIR, 104 HR/MO, 104 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2022, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-31 |
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