Nicholas Joseph Katzaroff

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2025 → Present
  Ubs Financial Services Inc.
  Irvine, CA
• 09/2023 → 07/2024
  Flywheel Digital Llc
  New York, NY
• 12/2020 → 09/2023
  Similarweb Ltd. (Nyse: Smwb)
  New York, NY
• 04/2019 → 06/2020
  Point72 Asset Management - Canvas Frg, Llc
  Stamford, CT
• 06/2018 → 03/2019
  Wilshire Associates, Inc.
  Santa Monica, CA
• 09/2014 → 06/2018
  Ucla - University Of California, Los Angeles
  Los Angeles, CA
• 07/2024 → 03/2025
  Not Employed - Personal Time
  Anaheim, CA
• 06/2020 → 12/2020
  Not Employed - Paid Garden Leave
  Anaheim, CA
• 09/2017 → 11/2017
  Bel Air Investment Advisors
  Los Angeles, CA
• 06/2017 → 08/2017
  Macquarie Group Limited
  Los Angeles, CA
• 10/2016 → 03/2017
  Lovell Minnick Partners Llc
  El Segundo, CA
• 06/2016 → 09/2016
  Opus Bank (Nasdaq: Opb)
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-07-31

Other Names

• Nicholas Joseph Katzaroff
• Nick Katzaroff
• Nicholas Katzaroff