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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-20
  • FL RA
    APPROVED
    Since 2025-05-20

Branch Locations

2502 North Rocky Point Drive 4Th Floor, Tampa, FL 33607 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
401K Generation Heathrow FL 06/2014 01/2017
Raymond James Financial Services, Inc St. Petersburg FL 06/2017 09/2017
Unemployed Orlando FL 01/2017 06/2017
Raymond James & Associates St Petersburg FL 09/2017 05/2025
Raymond James Financial Services Advisors St Petersburg FL 03/2022 05/2025
Usi Consulting Group Glastonbury CT 05/2025 Present
Usi Securities Glastonbury CT 05/2025 Present
  • 06/2014 → 01/2017
    401K Generation
    Heathrow, FL
  • 06/2017 → 09/2017
    Raymond James Financial Services, Inc
    St. Petersburg, FL
  • 01/2017 → 06/2017
    Unemployed
    Orlando, FL
  • 09/2017 → 05/2025
    Raymond James & Associates
    St Petersburg, FL
  • 03/2022 → 05/2025
    Raymond James Financial Services Advisors
    St Petersburg, FL
  • 05/2025 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 05/2025 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
Other Businesses

(1)Name of Business: Dailor Financial LLC Address: 2715 Lakebreeze Ln S, Clearwater, FL, 33759, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/25/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buy houses, fix them, Rent them. Wife is paid 1099 and will be contributing the 1099 paychecks and drawing wages from this company. She assists online in the education field for a company.\n\nSell Solar as well. Will be 1099 by another company outside of Dailor Financial LLC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-03-16
S65 Uniform Investment Adviser Law Examination 2017-06-17
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16
  • S65 Uniform Investment Adviser Law Examination
    2017-06-17

View on SEC IAPD

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