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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-09-05
  • VA RA
    APPROVED
    Since 2025-09-05

Branch Locations

1430 High Street, Bldg 12, Williamsburg, VA 23185 • United States

White Stone, VA • United States

87 N Main Street, Kilmarnock, VA 22482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sona Wealth Management (Formerly Evb Investments) Urbanna VA 10/2003 04/2019
Bi Investments, Llc Glen Allen VA 08/2004 09/2025
Lpl Financial Llc Kilmarnock VA 09/2025 Present
Primis Bank Williamsburg VA 09/2025 Present
Infinex Investments, Inc. Gloucester Point VA 06/2008 09/2025
  • 10/2003 → 04/2019
    Sona Wealth Management (Formerly Evb Investments)
    Urbanna, VA
  • 08/2004 → 09/2025
    Bi Investments, Llc
    Glen Allen, VA
  • 09/2025 → Present
    Kilmarnock, VA
  • 09/2025 → Present
    Primis Bank
    Williamsburg, VA
  • 06/2008 → 09/2025
    Infinex Investments, Inc.
    Gloucester Point, VA
Previous Registrations
  • 2008-06-01 → 2025-09-05
    Aylett, VA
    Ashland, VA
    Mechanicsville, VA
    Gloucester Point, VA
    Mechanicsville, VA
    Richmond, VA
    Richmond, VA
    Deltaville, VA
    Newport News, VA
    Kilmarnock, VA
  • 2004-08-23 → 2008-06-01
    Bi Investments, Llc
    Gloucester Point, VA
    Gloucester Point, VA
  • 2003-11-24 → 2004-10-15
    Uvest Financial Services Group, Inc.
    Gloucester Point, VA
Other Businesses

1. 08/2025 - VIRGINIA INSURANCE AGENCY SOLUTIONS, INC - Non-Variable Insurance - Investment Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Kilmarnock, VA 22482 - OBA Start Date: 04/01/2019 2. 08/2025 - D&R Kilmarnock - Real Estate Rental - Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Virginia Beach VA 23454 - OBA Start Date: 07/01/2024 3. 08/2025 - Virginia Asset Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - Virginia Beach, Va. 23452 - OBA Start Date: 9/4/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-21
S63 Uniform Securities Agent State Law Examination 1999-03-17
  • S66 Uniform Combined State Law Examination
    2003-11-21
  • S63 Uniform Securities Agent State Law Examination
    1999-03-17
Other Names
  • Richard John Ferraro

View on SEC IAPD

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