Timothy Louis Romero

Current Employers

Iams Wealth Management, Llc

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-08

TX RA
APPROVED

Since 2017-06-08

Branch Locations

2901 Turtle Creek Dr, Ste 415, Port Arthur, TX 77642 • United States

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Iams Wealth Management, Llc	Omaha	NE	06/2017	Present
Romero Retirement Strategies	Port Arthur	TX	05/2006	Present

06/2017 → Present

Iams Wealth Management, Llc

Omaha, NE
05/2006 → Present

Romero Retirement Strategies

Port Arthur, TX

Other Businesses

Romero Retirement Strategies; Port Arthur, TX; President/Owner; Life & Health Insurance, Annuities; Investment Related; 05/2006; 80 hrs a month; 40 of which are during securities trading hrs. Outsourced Estate Planning Software Services Through Legacy Lock; 4/1/2024 - Present; Non-Investment Related; 10 hrs per Month, 5 of Which are During Securities Trading hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-06

S65 Uniform Investment Adviser Law Examination

2017-06-06