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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-19 |
| MD | RA | APPROVED | 2018-09-07 |
Branch Locations
1643 Liberty Rd. Ste 101, Eldersburg, MD 21784 • United States
Hanover, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St Mary's College Of Maryland | St Mary's City | MD | 08/2013 | 05/2017 |
| Unemployed | Eldersburg | MD | 06/2017 | 08/2017 |
| Axa Advisors Llc | New York | NY | 08/2017 | 10/2017 |
| Cetera Advisor Networks | El Segundo | CA | 10/2017 | 09/2018 |
| Lpl Financial Llc | Eldersburg | MD | 09/2018 | Present |
1. 9/7/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/21/2018 - 50 Hours Per Month/40 Hours During Securities Trading - Time Spent 50% - FIXED INSURANCE WITH VARIOUS COMPANIES - Life, Health, Disability, Annuities, Long Term Care. 2. 02/03/2022 - Secure Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/11/2018 - 40 Hours Per Month/5 Hours During Securities Trading. 3. 03/18/2026 - PKOB LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Sykesville, MD - Start Date 10/08/2025 - 155 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-21 |
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