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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-19
MD RA APPROVED 2018-09-07
  • PA RA
    APPROVED
    Since 2024-04-19
  • MD RA
    APPROVED
    Since 2018-09-07

Branch Locations

1643 Liberty Rd. Ste 101, Eldersburg, MD 21784 • United States

Hanover, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Mary's College Of Maryland St Mary's City MD 08/2013 05/2017
Unemployed Eldersburg MD 06/2017 08/2017
Axa Advisors Llc New York NY 08/2017 10/2017
Cetera Advisor Networks El Segundo CA 10/2017 09/2018
Lpl Financial Llc Eldersburg MD 09/2018 Present
  • 08/2013 → 05/2017
    St Mary's College Of Maryland
    St Mary's City, MD
  • 06/2017 → 08/2017
    Unemployed
    Eldersburg, MD
  • 08/2017 → 10/2017
    Axa Advisors Llc
    New York, NY
  • 10/2017 → 09/2018
    Cetera Advisor Networks
    El Segundo, CA
  • 09/2018 → Present
    Eldersburg, MD
Previous Registrations
  • 2018-03-19 → 2018-09-17
    Cetera Wealth Services, Llc
    State College, PA
    Eldersburg, MD
Other Businesses

1. 9/7/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/21/2018 - 50 Hours Per Month/40 Hours During Securities Trading - Time Spent 50% - FIXED INSURANCE WITH VARIOUS COMPANIES - Life, Health, Disability, Annuities, Long Term Care. 2. 02/03/2022 - Secure Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/11/2018 - 40 Hours Per Month/5 Hours During Securities Trading. 3. 03/18/2026 - PKOB LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Sykesville, MD - Start Date 10/08/2025 - 155 hours per month/ 140 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-21
  • S66 Uniform Combined State Law Examination
    2018-01-21
Other Names
  • Patric Barnhart

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