Best Investors Account Sign in
Inactive

Sam Adrian Mitchel Lee

Fisher Investments

Plano, TX

Camas, WA

CRD 6814006

Claim This Profile
Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-12
WA RA APPROVED 2018-03-19
  • TX RA
    APPROVED_RES
    Since 2023-10-12
  • WA RA
    APPROVED
    Since 2018-03-19

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakland City University Oakland City IN 08/2013 05/2017
Oakland City University Oakland City IN 11/2015 05/2017
State Farm Insurance Oakland City IN 05/2016 10/2016
Oakland City University Oakland City IN 08/2016 05/2017
Unemployed St Charles MO 05/2017 07/2017
Scottrade Inc St Louis MO 07/2017 12/2017
Fisher Investments Camas WA 01/2018 Present
  • 08/2013 → 05/2017
    Oakland City University
    Oakland City, IN
  • 11/2015 → 05/2017
    Oakland City University
    Oakland City, IN
  • 05/2016 → 10/2016
    State Farm Insurance
    Oakland City, IN
  • 08/2016 → 05/2017
    Oakland City University
    Oakland City, IN
  • 05/2017 → 07/2017
    Unemployed
    St Charles, MO
  • 07/2017 → 12/2017
    Scottrade Inc
    St Louis, MO
  • 01/2018 → Present
    Fisher Investments
    Camas, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-19
S63 Uniform Securities Agent State Law Examination 2017-10-05
  • S65 Uniform Investment Adviser Law Examination
    2018-03-19
  • S63 Uniform Securities Agent State Law Examination
    2017-10-05

View on SEC IAPD

More in Plano, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor