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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
| WI | RA | APPROVED | 2023-03-01 |
Branch Locations
3321 Packerland Dr Ste D, De Pere, WI 54115 • United States
Kimberly, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Shore Bank | Menasha | WI | 08/2012 | 07/2017 |
| Home Depot | Appleton | WI | 06/2016 | 11/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2017 | 07/2018 |
| Northwestern Mutual Investment Services Llc | Appleton | WI | 07/2017 | 09/2022 |
| Jeffrey Rainer | Appleton | WI | 07/2018 | 09/2018 |
| William Bickel | Appleton | WI | 09/2018 | 01/2019 |
| David Hesse | Appleton | WI | 01/2019 | 09/2022 |
| Ameriprise Financial Services, Llc | De Pere | WI | 10/2022 | Present |
Outside Employment; Tambourine operational support LLC; Employee; Manage advisory business; 3321 Packerland Dr STE D, , De Pere, WI, 54115; Investment-Related; 10/21/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-11 |
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