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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-03-25 |
Branch Locations
2079 Lawrence Drive Suite D, De Pere, WI 54115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Green Bay | WI | 01/1992 | 03/2017 |
| Mml Investors Services, Llc | De Pere | WI | 03/2017 | Present |
| Massmutual Life Insurance Co | De Pere | WI | 07/2016 | Present |
NAME: ALPHA FINANCIAL SOLUTIONS, LLC INV REL: Y, ADD: 2079 LAWRENCE DRIVE, SUITE D, DE PERE, WI 54115 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 02/01/1992, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE, GROUP LIFE DISABILITY, GROUP DISABILITY, PROPERTY AND CASUALTY, DENTAL AND GROUP DENTAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-27 |
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