Kenneth Joseph Wirtz

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1992 → 03/2017
  Metlife Securities Inc.
  Green Bay, WI
• 03/2017 → Present
  Mml Investors Services, Llc
  De Pere, WI
• 07/2016 → Present
  Massmutual Life Insurance Co
  De Pere, WI

Previous Registrations

• 1994-06-10 → 2017-03-25
  Msi Financial Services, Inc.
  De Pere, WI
  Green Bay, WI

Other Businesses

NAME: ALPHA FINANCIAL SOLUTIONS, LLC INV REL: Y, ADD: 2079 LAWRENCE DRIVE, SUITE D, DE PERE, WI 54115 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 02/01/1992, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE, GROUP LIFE DISABILITY, GROUP DISABILITY, PROPERTY AND CASUALTY, DENTAL AND GROUP DENTAL.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-10
• S63 Uniform Securities Agent State Law Examination
  1992-08-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant