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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-05 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 06/2017 | 09/2023 |
| Vivint Smarthome | Cedar City | UT | 07/2016 | 05/2017 |
| Chrysalis | Cedar City | UT | 04/2016 | 05/2017 |
| Southern Utah University | Cedar City | UT | 01/2014 | 04/2017 |
| Morgan Stanley Smith Barney Llc | Sandy | UT | 03/2023 | Present |
(1)*455484 - Rental property; Investment Related; Eagle Mountain, UT; Real Estate; Owner; December 2021; During business hours: 0; After business hours: 1. (2)*461619 - Rental Property; Investment Related; Poinciana, FL; Real Estate; Owner; November 2021; During business hours: 0; After business hours: 1. (3)*461622 - Rental Property; Investment Related; Poinciana, FL; Real Estate; Owner; December 2021; During business hours: 0; After business hours: 1. (4)*573808 - Rental Property; Investment Related; Oklahoma City, OK; Real Estate; Other; November 2023; During Business Hours: 0; After Business Hours: 1; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-24 |
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