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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-04-20
  • AL RA
    APPROVED
    Since 2026-04-20

Branch Locations

9238 Madison Blvd Ste 845, Madison, AL 35758 • United States

9238 Madison Blvd Ste 845, Madison, AL 35758 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2017 08/2022
United States Government Redstone Arsenal AL 04/2010 06/2017
Florida Institute Of Technology Huntsville AL 06/2013 04/2017
Lpl Financial Llc Madison AL 08/2022 Present
Newedge Advisors, Llc. New Orleans LA 09/2022 Present
  • 06/2017 → 08/2022
    St Louis, MO
  • 04/2010 → 06/2017
    United States Government
    Redstone Arsenal, AL
  • 06/2013 → 04/2017
    Florida Institute Of Technology
    Huntsville, AL
  • 08/2022 → Present
    Madison, AL
  • 09/2022 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2022-09-01 → 2026-04-20
    Madison, AL
    New Orleans, LA
  • 2017-08-31 → 2022-09-01
    Athens, AL
    St Louis, MO
    Madison, AL
    Madison, AL
Other Businesses

1. 08/31/2022 - CORNERSTONE WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MADISON, AL 2. Cornerstone Wealth Advisors/DBA for NewEdge Advisors, LLC/Investment Related/160 hours fdevoted to this activity per month/Madison Alabama/09/01/2022 3. 09/30/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 09/2022 - 48 Hours Per Month - Time Spent 30% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 48 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
  • S66 Uniform Combined State Law Examination
    2017-08-12

View on SEC IAPD

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