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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-09 |
| TX | RA | APPROVED | 2023-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of North Texas | Denton | TX | 08/2014 | 05/2017 |
| Unemployed | Denton | TX | 05/2017 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 08/2017 | 03/2019 |
| Ameriprise Financial Services, Inc | Richardson | TX | 05/2019 | 04/2023 |
| Unemployed | Plano | TX | 03/2019 | 05/2019 |
| Guardian Life Insurance Company | The Colony | TX | 07/2023 | Present |
| Park Avenue Securities | The Colony | TX | 08/2023 | Present |
| Fp Solutions Ri | Cranston | RI | 03/2023 | 04/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-16 |
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