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Christopher W Simmons

Park Avenue Securities LLC

New York, NY

The Colony, TX

CRD 6813616

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-09
TX RA APPROVED 2023-08-09
  • NY RA
    APPROVED
    Since 2023-08-09
  • TX RA
    APPROVED
    Since 2023-08-09

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

The Colony, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of North Texas Denton TX 08/2014 05/2017
Unemployed Denton TX 05/2017 08/2017
Axa Advisors, Llc New York NY 08/2017 03/2019
Ameriprise Financial Services, Inc Richardson TX 05/2019 04/2023
Unemployed Plano TX 03/2019 05/2019
Guardian Life Insurance Company The Colony TX 07/2023 Present
Park Avenue Securities The Colony TX 08/2023 Present
Fp Solutions Ri Cranston RI 03/2023 04/2023
  • 08/2014 → 05/2017
    University Of North Texas
    Denton, TX
  • 05/2017 → 08/2017
    Unemployed
    Denton, TX
  • 08/2017 → 03/2019
    Axa Advisors, Llc
    New York, NY
  • 05/2019 → 04/2023
    Ameriprise Financial Services, Inc
    Richardson, TX
  • 03/2019 → 05/2019
    Unemployed
    Plano, TX
  • 07/2023 → Present
    Guardian Life Insurance Company
    The Colony, TX
  • 08/2023 → Present
    Park Avenue Securities
    The Colony, TX
  • 03/2023 → 04/2023
    Fp Solutions Ri
    Cranston, RI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-13
S63 Uniform Securities Agent State Law Examination 2017-12-16
  • S65 Uniform Investment Adviser Law Examination
    2019-06-13
  • S63 Uniform Securities Agent State Law Examination
    2017-12-16
Other Names
  • Christopher Simmons
  • Christopher Wayne Simmons
  • Christopher W Simmons

View on SEC IAPD

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