Geoffrey K Coons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-19
IL	RA	APPROVED	2022-04-28

TX RA
APPROVED

Since 2022-07-19
IL RA
APPROVED

Since 2022-04-28

Branch Locations

Warrenville, IL • United States

35555 Winfield Road, Warrenville, IL 60555 • United States

951 East Lincoln Highway, New Lenox, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planned Financial Independence Company	Warrenville	IL	11/2017	Present
Target	Warrenville	IL	04/2011	11/2017
The Accounting Place	Warrenville	IL	06/2018	Present
Lpl Financial, Llc	Warrenville	IL	09/2018	10/2019
Lpl Financial, Llc	Warrenville	IL	10/2019	Present
Numark Credit Union	Warrenville	IL	06/2022	Present

11/2017 → Present

Planned Financial Independence Company

Warrenville, IL
04/2011 → 11/2017

Target

Warrenville, IL
06/2018 → Present

The Accounting Place

Warrenville, IL
09/2018 → 10/2019

Lpl Financial, Llc

Warrenville, IL
10/2019 → Present

Lpl Financial, Llc

Warrenville, IL
06/2022 → Present

Numark Credit Union

Warrenville, IL

Other Businesses

1. 11/01/2017 - PLANNED FINANCIAL INDEPENDENCE CO./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WARRENVILLE, IL 2. 02/01/2017 - GEOFFREY COONS/ NON VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ WARRENVILLE, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-27
S63	Uniform Securities Agent State Law Examination	2022-03-19

S65 Uniform Investment Adviser Law Examination

2022-04-27
S63 Uniform Securities Agent State Law Examination

2022-03-19

View on SEC IAPD