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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
NC RA APPROVED 2026-05-11
  • TX RA
    APPROVED
    Since 2026-07-02
  • NC RA
    APPROVED
    Since 2026-05-11

Branch Locations

2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated (Org Id: 793) Wilmington NC 02/2026 Present
Midcap Financial Bethesda MD 08/2017 02/2026
University Of North Carolina Chapel Hill NC 08/2012 05/2017
  • 02/2026 → Present
    Stifel, Nicolaus & Company, Incorporated (Org Id: 793)
    Wilmington, NC
  • 08/2017 → 02/2026
    Midcap Financial
    Bethesda, MD
  • 08/2012 → 05/2017
    University Of North Carolina
    Chapel Hill, NC
Other Businesses

1. Landfall; 800 Sun Runner Pl Wilmington NC 28405; private country club. tennis, golf, pool, restaurants; tennis coach; teach tennis lessons and help out with clinics less than 8 hours a month; 11/10/2025; 50 hrs/year; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-08
  • S66 Uniform Combined State Law Examination
    2026-05-08

View on SEC IAPD

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