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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-02 |
| NC | RA | APPROVED | 2026-05-11 |
Branch Locations
2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated (Org Id: 793) | Wilmington | NC | 02/2026 | Present |
| Midcap Financial | Bethesda | MD | 08/2017 | 02/2026 |
| University Of North Carolina | Chapel Hill | NC | 08/2012 | 05/2017 |
1. Landfall; 800 Sun Runner Pl Wilmington NC 28405; private country club. tennis, golf, pool, restaurants; tennis coach; teach tennis lessons and help out with clinics less than 8 hours a month; 11/10/2025; 50 hrs/year; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-08 |
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