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CRD 6813093
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-07 |
Branch Locations
41 Station Drive, Building A, Wyandanch, NY 11798 • United States
37-97 103Rd St, Corona, NY 11368 • United States
950 Montauk Highway, Shirley, NY 11704 • United States
254-09 Horace Harding Expwy, Little Neck, NY 11375 • United States
251-31 Northern Blvd, Little Neck, NY 11362 • United States
224-04 Union Turnpike, Bayside, NY 11364 • United States
653 Montauk Highway, West Babylon, NY 11704 • United States
1601 Veterans Highway, Islandia, NY 11749 • United States
41 Station Drive - Bld A, Wyandanch, NY 11798 • United States
950 Montauk Hwy, Shirley, NY 11967 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geico | Woodbury | NY | 07/2013 | 03/2017 |
| Unemployed | Wantagh | NY | 03/2017 | 07/2017 |
| Axa Advisors, Llc | New York | NY | 07/2017 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roslyn Heights | NY | 11/2018 | 02/2022 |
| Bank Of America, N.A. | Roslyn Heights | NY | 11/2018 | 02/2022 |
| Lpl Financial Llc | Babylon | NY | 02/2022 | Present |
| Flagstar Bank N.A. | Babylon | NY | 02/2022 | Present |
1. 02/02/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/2/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-21 |
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