Joshua Aaron Tanner

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 10/2021
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 01/2017 → 05/2017
  Brigham Young University
  Provo, UT
• 08/2016 → 04/2017
  Groviv, Llc
  Lehi, UT
• 08/2011 → 04/2017
  Brigham Young University
  Provo, UT
• 08/2019 → 10/2021
  Self-Employed - Amazon Store
  Phoenix, AZ
• 10/2021 → 01/2025
  Charles Schwab & Co., Inc.
  San Antonio, TX
• 10/2021 → 01/2025
  Charles Schwab Bank, Ssb
  San Antonio, TX
• 08/2019 → 10/2021
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 01/2025 → Present
  Tiaa
  San Antonio, TX
• 01/2025 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  San Antonio, TX

Previous Registrations

• 2021-11-16 → 2025-01-19
  Charles Schwab & Co., Inc.
  San Antonio, TX
  San Antonio, TX
  Westlake, TX
• 2019-09-13 → 2021-11-03
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

JOSHUA TANNER POSITION: Sole Proprietor NATURE: I was hoping to start selling garden plant starters every year. I would be personally selling them locally to neighbors and community members. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2026 ADDRESS: Home Address, San Antonio TX 78261, United States DESCRIPTION: Sole Proprietor

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-13
• S63 Uniform Securities Agent State Law Examination
  2017-07-26

Other Names

• Joshua Aaron Tanner
• Josh Tanner
• Joshua Tanner
• Joshua A Tanner