Cody Alan Eggers

Vanguard Advisers, Inc.

CRD 6812754

Claim This Profile

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-11-15
NC	RA	APPROVED	2020-09-04
TX	RA	APPROVED	2020-09-04

OH RA
APPROVED

Since 2023-11-15
NC RA
APPROVED

Since 2020-09-04
TX RA
APPROVED

Since 2020-09-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2017	Present
Wheeling Jesuit University	Wheeling	WV	08/2013	05/2017
Vanguard Marketing Corporation	Charlotte	NC	06/2017	Present
Vanguard Advisers, Inc.	Charlotte	NC	09/2020	Present

06/2017 → Present

The Vanguard Group, Inc.

Charlotte, NC
08/2013 → 05/2017

Wheeling Jesuit University

Wheeling, WV
06/2017 → Present

Vanguard Marketing Corporation

Charlotte, NC
09/2020 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-28
S63	Uniform Securities Agent State Law Examination	2017-07-26

S66 Uniform Combined State Law Examination

2020-08-28
S63 Uniform Securities Agent State Law Examination

2017-07-26

Other Names

Cody Eggers

View on SEC IAPD

More in Charlotte, NC

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor