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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Colorado Boulder | Boulder | CO | 08/2016 | 05/2017 |
| Nuveen Securities, Llc | Denver | CO | 07/2017 | 01/2025 |
| Nuveen Asset Management, Llc | Chiacgo | IL | 07/2017 | 01/2025 |
| Columbia Management Investment Distributors, Inc. | Minneapolis | MN | 02/2025 | Present |
| Columbia Management Investment Advisers, Llc | Minneapolis | MN | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-14 |
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