Mitchell Stewart

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-11-11
TX	RA	APPROVED	2025-11-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financial	Fort Mill	SC	08/2022	11/2023
Remington Properties	Charlotte	NC	01/2023	04/2025
Principal Life Insurance Company	Raleigh	NC	08/2024	10/2025
Principal Securities, Inc.	Raleigh	NC	08/2024	10/2025
Unemployed	Waxhaw	NC	11/2023	04/2024
Show Stopping Event Planning	Charlotte	NC	08/2020	08/2022
Carolina Yacht Club	Charleston	SC	10/2019	07/2020
Co Restaurant	Charleston	SC	09/2018	06/2019
College Of Charleston	Charleston	SC	08/2016	05/2020
University Of North Carolina At Charlotte	Charlotte	NC	08/2020	05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	10/2025	Present
Mgt Power	Middlesbrough		05/2018	08/2018
Liberty Crossing Capital Markets	Charlotte	NC	05/2017	08/2017
Bank Of America, N.A.	Charlotte	NC	11/2025	Present

08/2022 → 11/2023

Lpl Financial

Fort Mill, SC
01/2023 → 04/2025

Remington Properties

Charlotte, NC
08/2024 → 10/2025

Principal Life Insurance Company

Raleigh, NC
08/2024 → 10/2025

Principal Securities, Inc.

Raleigh, NC
11/2023 → 04/2024

Unemployed

Waxhaw, NC
08/2020 → 08/2022

Show Stopping Event Planning

Charlotte, NC
10/2019 → 07/2020

Carolina Yacht Club

Charleston, SC
09/2018 → 06/2019

Co Restaurant

Charleston, SC
08/2016 → 05/2020

College Of Charleston

Charleston, SC
08/2020 → 05/2022

University Of North Carolina At Charlotte

Charlotte, NC
10/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
05/2018 → 08/2018

Mgt Power

Middlesbrough
05/2017 → 08/2017

Liberty Crossing Capital Markets

Charlotte, NC
11/2025 → Present

Bank Of America, N.A.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-21

Other Firms