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Scott Ryan Mell

LPl Financial LLC

Fort Mill, SC

Matthews, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-16
TX RA APPROVED_RES 2024-04-12
NC RA APPROVED 2024-04-11
  • SC RA
    APPROVED
    Since 2024-04-16
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • NC RA
    APPROVED
    Since 2024-04-11

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Brookfield WI 08/2015 06/2017
Bmo Harris Bank Hartland WI 06/2017 10/2020
Wells Fargo Clearing Services, Llc Charlotte NC 09/2021 03/2024
Wells Fargo Bank, Na Charlotte NC 10/2020 03/2024
Lpl Financial Llc Fort Mill SC 04/2024 Present
  • 08/2015 → 06/2017
    Bmo Harris Bank
    Brookfield, WI
  • 06/2017 → 10/2020
    Bmo Harris Bank
    Hartland, WI
  • 09/2021 → 03/2024
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 10/2020 → 03/2024
    Wells Fargo Bank, Na
    Charlotte, NC
  • 04/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
S63 Uniform Securities Agent State Law Examination 2017-10-09
  • S66 Uniform Combined State Law Examination
    2022-01-21
  • S63 Uniform Securities Agent State Law Examination
    2017-10-09
Other Names
  • Scott Ryan Mell
  • Scott R Mell

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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