James Mcgovern

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 12/2019
  Kislak Real Estate
  Basking Ridge, NJ
• 06/2018 → 06/2019
  Basf
  Florham Park, NJ
• 09/2017 → 06/2018
  Basking Ridge Carpet Cleaning
  Millington, NJ
• 05/2017 → 06/2018
  Private Client Group
  Bedminster, NJ
• 12/2011 → 08/2017
  Shop Rite
  Stirling, NJ
• 01/2020 → 04/2022
  Ubs Financial Services, Inc.
  Weehawken, NJ
• 04/2022 → 01/2024
  Fef Distributors, Llc
  New York, NY
• 04/2022 → 01/2024
  First Eagle Investment Management, Llc
  New York, NY
• 07/2024 → 09/2025
  Pgim Investments, Llc
  Newark, NJ
• 07/2024 → 09/2025
  Prudential Investment Management Services Llc
  Newark, NJ
• 02/2024 → 05/2024
  Nile Capital Group
  Los Angeles, CA
• 09/2025 → Present
  Charles Schwab & Co., Inc.
  New York City, NY
• 09/2025 → Present
  Charles Schwab Bank, Ssb
  New York City, NY

Previous Registrations

• 2020-11-04 → 2022-04-11
  Ubs Financial Services Inc.
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2025-11-21

Other Names

• James Thomas Mcgovern