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Conner Hartman

Osaic Advisory Services, LLC

Fraser, CO

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-15
  • CO RA
    APPROVED
    Since 2024-10-15

Branch Locations

511 Zerex Street, Unit B209B, Fraser, CO 80442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2017 10/2020
Enterprise Holdings Salisbury NC 05/2016 04/2017
Catawba College Salisbury NC 08/2013 05/2017
Studio 321 Hickory NC 10/2014 06/2017
Taskrabbit San Francisco CA 02/2018 07/2020
Nuveen Securities, Llc Denver CO 11/2020 07/2023
Nuveen Asset Management, Llc Chicago IL 11/2020 07/2023
American Portfolios Financial Services Fraser CO 08/2023 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
Osaic Advisory Services Atlanta GA 10/2024 Present
  • 06/2017 → 10/2020
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2016 → 04/2017
    Enterprise Holdings
    Salisbury, NC
  • 08/2013 → 05/2017
    Catawba College
    Salisbury, NC
  • 10/2014 → 06/2017
    Studio 321
    Hickory, NC
  • 02/2018 → 07/2020
    Taskrabbit
    San Francisco, CA
  • 11/2020 → 07/2023
    Nuveen Securities, Llc
    Denver, CO
  • 11/2020 → 07/2023
    Nuveen Asset Management, Llc
    Chicago, IL
  • 08/2023 → 10/2024
    American Portfolios Financial Services
    Fraser, CO
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 10/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
Previous Registrations
  • 2023-09-12 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2020-11-24 → 2023-08-01
    Nuveen Asset Management, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-24
S63 Uniform Securities Agent State Law Examination 2017-08-01
  • S65 Uniform Investment Adviser Law Examination
    2020-11-24
  • S63 Uniform Securities Agent State Law Examination
    2017-08-01
Other Names
  • Connor Hartman
  • Conner Hartman
  • Conner Mcrae Hartman

View on SEC IAPD

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